DM
ChFC
DM
ChFC

Darrel Markley

38 Years of Experience
Pittsburg, KS
1 DisclosureBroker

Darrel Markley is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Pittsburg, KS, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

434 W 4th Street, Pittsburg, KS, 66762

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1998
Closed-No Action
Other Business Activities

Darrel owns two rental real estate properties, dedicating minimal time to one and about 10-20% of his time to the other. He also operates under two DBAs for his LPL business, Pence Capital and Pence Financial Group, spending about half his time and nearly full-time on each, respectively.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2017 - Present · 8 yrs 5 mos
LPL Financial LLC
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Pence Financial Group, LLC
February 2021 - August 2022 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
August 2014 - December 2017 · 3 yrs 4 mos
Ameriprise Financial Services, INC.
August 2014 - December 2017 · 3 yrs 4 mos
Firstpoint Financial, LLC
January 2014 - August 2014 · 7 mos
Montage Securities, LLCBroker
August 2012 - August 2014 · 2 yrs
Montage Securities, LLCBroker
July 2011 - July 2011 · 0 mos
Mariner Wealth Advisors, LLC
May 2007 - August 2014 · 7 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2007 - July 2012 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.
March 2002 - May 2007 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
March 2002 - May 2007 · 5 yrs 2 mos
Pruco Securities CorporationBroker
May 2001 - March 2002 · 10 mos
Intersecurities, INC.Broker
February 2001 - April 2001 · 2 mos
Pruco Securities CorporationBroker
August 1987 - January 2001 · 13 yrs 5 mos
The Prudential Insurance Company of AmericaBroker
August 1987 - December 1993 · 6 yrs 4 mos
State Registrations12 states
ARAZCACOFLKSMONMOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.