BS
BS

Beth Sparks

38 Years of Experience
Dublin, OH
Broker

Beth Sparks is a registered investment advisor at Raymond James & Associates, INC., based in Dublin, OH, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

6745 Longshore St, Suite 220, Dublin, OH, 43017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Beth is a partner in BB Wings, a franchisee of three Buffalo Wild Wing restaurants, and a minority, non-active partner in WWS Surface Maintenance & Support/Armor & Anchor. She spends minimal time on each of these businesses, with her husband and daughter primarily managing the restaurants.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2003 - Present · 22 yrs 7 mos
Raymond James & Associates, INC.Broker
August 2003 - Present · 22 yrs 9 mos
Raymond James & Associates, INC.
August 2003 - Present · 22 yrs 9 mos
Previous Registrations
Mcdonald Investments INC.
October 1999 - September 2003 · 3 yrs 11 mos
Mcdonald Investments INC.Broker
July 1998 - September 2003 · 5 yrs 2 mos
Fifth Third/the Ohio CompanyBroker
September 1987 - July 1998 · 10 yrs 10 mos
State Registrations20 states
AZDEFLGAHIIDILINKYMDNCNMNYOHSCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Beth Sparks - Financial Advisor | TrueAdvisor