Karl Kim
Karl Kim is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in La Mirada, CA, with 38 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
16700 Valley View Ave, Suite 160, La Mirada, CA, 90638
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karl owns a business providing Medi-Cal eligibility services since 1995, taking about 10-20% of his time. He also owns Retirement Planning Advisors, Inc. where he sells annuities, life, long-term care, and other insurance products, dedicating about a quarter of his time.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
American General Securities Incorporated
Retirement Planning Advisors, INC.
American General Securities IncorporatedBroker
Securities America, INC.Broker
American General Securities IncorporatedBroker
Sunamerica Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Transamerica Financial Resources, INC.Broker
Griffin Financial ServicesBroker
Shearson Lehman Hutton INC.Broker
First American National Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.