David Hood is a CFA-designated registered investment advisor at Morgan Stanley, based in Boston, MA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28 State Street, 26th Floor, Boston, MA, 02109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
Bear, Stearns & CO. INC.
October 2002 - May 2008 · 5 yrs 7 mos
Bear, Stearns & CO. INC.Broker
May 1992 - May 2008 · 16 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1989 - May 1992 · 2 yrs 7 mos
Drexel Burnham Lambert Government Securities INC.Broker
June 1989 - April 1990 · 10 mos
Drexel Burnham Lambert IncorporatedBroker
March 1988 - April 1990 · 2 yrs 1 mo
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.