Paul Funkhouser is a registered investment advisor at LPL Financial LLC, based in O Fallon, IL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
779 Wall St, O Fallon, IL, 62269
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paul operates under two DBAs for his LPL business: Gateway Financial Resources and Resource One Advisors, dedicating full-time and about a quarter of his time respectively. He also has a business entity, Wall Street Advisory Group LLC, for tax/investment purposes only, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
American General Securities IncorporatedBroker
American General Securities Incorporated
Franklin Financial Services CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.