Rhonda Wind is a registered investment advisor at Cetera Investment Advisers LLC, based in Wall, NJ, with 33 years of industry experience. Rhonda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1540 Highway 138 Ste 303, Wall, NJ, 07719
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Rhonda works as a business administrator and compliance assistant for Safe Harbor Financial, a financial services firm, dedicating full-time hours to this role. She also works as a store associate at Ralph Lauren for a few hours per week and is a notary public, spending a variable amount of time notarizing documents.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations45 states
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