Dilip Gupta
Dilip Gupta is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Chula Vista, CA, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
880 Canarios Ct, Ste 200, Chula Vista, CA, 91910-8710
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2000Other Business Activities
Dilip has 100% ownership of San Diego Advisors, Inc. and facilitates Finet practice activities, dedicating about a quarter of his time. He is also a trustee for two San Diego Advisors, Inc. pension plans, spending about 10-20% of his time on one and a few hours per week on the other.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Hemet Securities & Financial CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Marshall Davis, INC.Broker
F.D. Roberts Securities, INC.Broker
State Registrations28 states
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