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Irwin Mazur

Oppenheimer & CO. INC.
39 Years of Experience
Los Angeles, CA
1 DisclosureBroker
View SEC Summary
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Irwin Mazur is a registered investment advisor at Oppenheimer & CO. INC., based in Los Angeles, CA, with 39 years of industry experience. Irwin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10880 Wilshire Boulevard, 23rd Floor, Los Angeles, CA, 90024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Irwin is the trustee of his personal trust, dedicating minimal time to this activity.

Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
August 2005 - Present · 21 yrs 2 mos
Oppenheimer & CO. INC.
August 2005 - Present · 21 yrs 2 mos
Oppenheimer & CO. INC.
August 2005 - Present · 21 yrs 2 mos
Previous Registrations
Morgan Stanley
October 2000 - August 2005 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
June 2000 - August 2005 · 5 yrs 2 mos
Db Alex. Brown LLCBroker
September 1997 - July 2000 · 2 yrs 10 mos
Alex. Brown & Sons IncorporatedBroker
October 1992 - September 1997 · 4 yrs 11 mos
Bear, Stearns & CO. INC.Broker
January 1988 - October 1992 · 4 yrs 9 mos
Baraban Securities, INC.Broker
September 1987 - January 1988 · 4 mos
State Registrations13 states
AZCACOCTFLHIIDILNCNJNYTNUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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