James Sayler
James Sayler is a registered investment advisor at Cetera Investment Advisers LLC, based in Saint Louis, MO, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Saint Louis, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a CPA and owner of an individual income tax preparation business since 1978, dedicating minimal time. He is also a registered representative with MSMF Wealth Management since 2019, spending full-time hours there.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Datatex Investment Services INC
K. W. Chambers & CO.Broker
Schowalter & Jabouri Financial Services, INC.
1st Global Advisors INC
1st Global Capital CORP.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.