TrueAdvisor
TrueAdvisor
KM
KM

Kenneth Mathieson

Arax Advisory Partners
38 Years of Experience
New York, NY
5 Disclosures
View SEC Summary
View SEC Summary

Kenneth Mathieson is a registered investment advisor at Arax Advisory Partners, based in New York, NY, with 38 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

521 Fifth Avenue, 12th Floor, New York, NY, 10175

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2016
Final
Employment Separation After Allegations
March 2014
Customer Dispute
January 2002
Settled
Customer Dispute
May 1998
Denied
Customer Dispute
March 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth rents out his home for income, starting in September 2023. This activity requires minimal time and does not occur during securities hours.

Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
January 2025 - July 2026 · 1 yr 6 mos
Laidlaw Wealth Management LLC
January 2018 - January 2025 · 7 yrs
Laidlaw & Company (UK) LTD.Broker
February 2017 - January 2025 · 7 yrs 11 mos
Steward Partners Investment Advisory, LLC
May 2016 - February 2017 · 9 mos
Raymond James Financial Services Advisors, INC
October 2014 - December 2016 · 2 yrs 2 mos
Raymond James Financial Services, INC.Broker
June 2014 - March 2017 · 2 yrs 9 mos
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
November 1999 - June 2009 · 9 yrs 7 mos
Prudential Securities IncorporatedBroker
September 1987 - November 1999 · 12 yrs 2 mos
State Registrations2 states
NJNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in New York, NY →All financial advisors in New York →