Kenneth Mathieson
Kenneth Mathieson is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in New York, NY, with 38 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
521 5th Avenue, 12th Floor, New York, NY, 10175
Get directionsHistory
Regulatory History (5)
Judgment / Lien
November 2018Regulatory
March 2016Employment Separation After Allegations
March 2014Customer Dispute
January 2002Customer Dispute
March 1998Other Business Activities
Kenneth rents out his home for income, starting in September 2023. This activity requires minimal time and does not occur during securities hours.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Previous Registrations
Laidlaw Wealth Management LLC
Laidlaw & Company (UK) LTD.Broker
Steward Partners Investment Advisory, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.