Joshua Schwartz
Joshua Schwartz is a registered investment advisor at Retirement Plan Advisors, LLC, based in Chicago, IL, with 38 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 8,148 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RPA offers investment management services where they manage your investments for a fee based on the amount of your portfolio. The specific fee will not exceed 2.25% per year. Trading, custodial, and account service fees may also apply. Fees are typically deducted from your account either monthly or quarterly.
RPA also participates in wrap fee programs through Cambridge Investment Research Advisors, Inc. called WealthPort. These programs charge an inclusive fee covering custody, brokerage, and investment advisory services. The maximum fee is 2.25%.
Location
29 E. Madison St., Suite 500, Chicago, IL, 60602-3205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua is an independent insurance agent for various insurance companies. He is also involved with Retirement Plan Advisors, LLC and Retirement Plan Advisors Group Inc. in various capacities, and dedicates minimal time to these roles.
Employment History
Current Registrations
Retirement Plan Advisors, LLC
Retirement Plan Advisors Services, LLCBroker
Retirement Plan Advisors Services, LLC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Cambridge Investment Reserarch, INC.
Nationwide Investment Services CorporationBroker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.