JK
JK

Joel Kamphuis

38 Years of Experience
Holland, MI
5 DisclosuresBrokerSells Insurance

Joel Kamphuis is a registered investment advisor, based in Holland, MI, with 38 years of industry experience.

Location

Holland, MI

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2014
Settled
Customer Dispute
June 1999
Settled
Customer Dispute
February 1997
Settled
Criminal
October 1994
Final Disposition
Regulatory
August 1984
Final
Other Business ActivitiesSells Insurance

Joel is a partner at KM Wealth Management and president of Joel Kamphuis P.A., an S-corp for handling business expenses. He also works as an agent for employer-offered elective benefits and sells final expense, health, disability, and long-term care insurance, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2019 - Present · 6 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Cetera Investment Advisers LLC
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
June 2017 - May 2021 · 3 yrs 11 mos
Summit Brokerage Services, INC.Broker
August 2015 - September 2019 · 4 yrs 1 mo
J P Turner & Company Capital Management, LLC
March 2010 - November 2015 · 5 yrs 8 mos
J.P. Turner & Company, L.L.C.Broker
February 2010 - September 2015 · 5 yrs 7 mos
Gunnallen Financial, INC
June 2004 - February 2010 · 5 yrs 8 mos
Gunnallen Financial, INCBroker
June 2004 - February 2010 · 5 yrs 8 mos
Brookstreet Capital Management
March 1999 - June 2004 · 5 yrs 3 mos
Brookstreet Securities CorporationBroker
March 1999 - June 2004 · 5 yrs 3 mos
First Colonial Securities Group, INC.Broker
January 1997 - March 1999 · 2 yrs 2 mos
Barber & Bronson IncorporatedBroker
January 1991 - February 1997 · 6 yrs 1 mo
G. K. Scott & CO., INC.Broker
December 1989 - January 1991 · 1 yr 1 mo
Alison, Baer Securities INC.Broker
April 1989 - October 1989 · 6 mos
Monmouth Investments, INC.Broker
February 1989 - September 1991 · 2 yrs 7 mos
Hanifen, Imhoff Securities CORP.Broker
January 1989 - February 1989 · 1 mo
Graystone Nash, INC.Broker
September 1987 - January 1989 · 1 yr 4 mos
State Registrations21 states
AZCACOCTDEFLGALAMAMDMEMINCNJNYPARISCTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joel Kamphuis - Financial Advisor | TrueAdvisor