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Shawn Devillier
38 Years of Experience
Feeding Hills, MA
7 DisclosuresBrokerSells Insurance
Shawn Devillier is a registered investment advisor, based in Feeding Hills, MA, with 38 years of industry experience.
Location
Feeding Hills, MA
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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014Settled
Employment Separation After Allegations
September 2011Customer Dispute
April 2006Settled
Customer Dispute
August 2004Denied
Customer Dispute
February 2004Denied
Customer Dispute
June 2003Settled
Customer Dispute
November 2002Denied
Other Business ActivitiesSells Insurance
Shawn is an agent for B. Riley Wealth Insurance, selling fixed insurance products since April 2025. He dedicates minimal time to this activity, even during securities trading hours.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
March 2021 - July 2022 · 1 yr 4 mos
Winslow, Evans & Crocker, INC.
August 2012 - April 2021 · 8 yrs 8 mos
Winslow, Evans & Crocker, INC.Broker
November 2011 - April 2021 · 9 yrs 5 mos
Raymond James & Associates, INC.
April 2006 - October 2011 · 5 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2006 - October 2011 · 5 yrs 6 mos
Morgan Stanley
December 2002 - April 2006 · 3 yrs 4 mos
Morgan Stanley Dw INC.Broker
May 1995 - April 2006 · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1987 - June 1995 · 7 yrs 8 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.