Tami Nelson is a registered investment advisor, based in Minneapolis, MN, with 18 years of industry experience.
Location
901 3rd Ave S, Minneapolis, MN, 55402-3367
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Enterprise Investment Services INC.
February 2022 - Present · 4 yrs 3 mos
American Enterprise Investment Services INC.Broker
February 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLC
June 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Riversource Distributors, INC.Broker
February 2017 - January 2018 · 11 mos
American Express Financial Advisors INC.Broker
December 2002 - October 2003 · 10 mos
Ids Life Insurance CompanyBroker
December 2002 - October 2003 · 10 mos
Primevest Financial Services, INC.Broker
July 1999 - November 2002 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1996 - February 1998 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
June 1992 - November 1996 · 4 yrs 5 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.