CS
CFP
CS
CFP
Charles Solomon
27 Years of Experience
Lake Grove, NY
1 DisclosureBroker
Charles Solomon is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Lake Grove, NY, with 27 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2095 Smith Haven Plaza, Lake Grove, NY, 11755
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2022Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
December 2021 - Present · 4 yrs 5 mos
Charles Schwab & CO., INC.Broker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Equitable Advisors, LLC
November 2016 - November 2021 · 5 yrs
Equitable Advisors, LLCBroker
October 2016 - November 2021 · 5 yrs 1 mo
Barclays Capital INC.Broker
January 2010 - March 2016 · 6 yrs 2 mos
Labranche & CO. LLCBroker
July 1998 - January 2010 · 11 yrs 6 mos
State Registrations13 states
AKCACTFLMDNCNJNYOHSCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.