DO
DO

Dudley Otey

38 Years of Experience
Memphis, TN
BrokerSells Insurance

Dudley Otey is a registered investment advisor, based in Memphis, TN, with 38 years of industry experience.

Location

6750 Poplar Ave, Suite 505, Memphis, TN, 38138

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Dudley is an investment advisory representative at CWM, LLC DBA Carson Group Partners, dedicating a full-time workload to providing advisory services. He also owns Hal Otey Financial, where he works full-time as a financial advisor and insurance sales person, and is a semi-professional singer, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2017 - Present · 8 yrs 8 mos
Cwm, LLC
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
LPL Financial LLC
March 2001 - September 2017 · 16 yrs 6 mos
LPL Financial LLCBroker
June 2000 - September 2017 · 17 yrs 3 mos
Mony Securities CorporationBroker
November 1987 - June 2000 · 12 yrs 7 mos
The Mutual Life Insurance Company of New YorkBroker
November 1987 - October 1990 · 2 yrs 11 mos
State Registrations21 states
ALARAZCOFLGAILKSLAMDMNMOMSMTNVPASDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dudley Otey - Financial Advisor | TrueAdvisor