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Gregory Smith is a registered investment advisor, based in Naperville, IL, with 38 years of industry experience.
Location
Naperville, IL
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Regulatory History (1)
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Financial
May 2021Final
Other Business ActivitiesSells Insurance
Gregory works as an independent insurance agent for various independent insurance companies since 2017. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Ipi Wealth Management, INC.
March 2019 - Present · 7 yrs 4 mos
Investment Planners, INC.Broker
March 2019 - Present · 7 yrs 4 mos
Investment Planners, INC.
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
November 2017 - March 2019 · 1 yr 4 mos
Cambridge Investment Research Advisors, INC.
November 2017 - March 2019 · 1 yr 4 mos
Invest Financial Corporation
September 2006 - November 2017 · 11 yrs 2 mos
Invest Financial CorporationBroker
July 2005 - November 2017 · 12 yrs 4 mos
First Investors CorporationBroker
August 1987 - July 2005 · 17 yrs 11 mos
State Registrations4 states
CAILMOSC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.