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Barbara Griffin

38 Years of Experience
Grand Rapids, MI
1 DisclosureBroker

Barbara Griffin is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Grand Rapids, MI, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

333 Bridge St NW, Ste 1000, Grand Rapids, MI, 49504

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History

Regulatory History (1)
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Customer Dispute
April 2003
Denied
Other Business Activities

Barbara is a board member and finance committee member for the Land Conservancy of West Michigan, dedicating minimal time. She also serves on the finance committee for YWCA West Central Michigan, also dedicating minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2010 - Present · 16 yrs 4 mos
Robert W. Baird & CO. Incorporated
June 2009 - Present · 16 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1987 - July 1993 · 5 yrs 10 mos
State Registrations35 states
AZCACOCTDCDEFLGAIAILINKSKYMAMDMIMNMOMSMTNCNENMNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.