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Dean Patrick Mcdermott

Mcdermott Investment Advisors, LLC
38 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Mcdermott Investment Advisors, LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
709 clients
Average Client Portfolio
$298K average
Assets Under Management
$211.0M

Fee Structure

Minimum Investment:$100K

Location

780 Fifth Avenue South, Suite 200, Naples, FL, 34102

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Civil
September 2019
Final
Regulatory
January 1998
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dean is a managing member of McDermott Investment Advisors, LLC, an SEC-registered investment advisory and economic consulting firm, since its formation in 2004. He dedicates nearly full-time hours to this activity, which runs concurrently with his broker-dealer activities.

Employment History
Current Registrations
Mcdermott Investment Services, LLCBroker
May 2011 - Present · 14 yrs 9 mos
Mcdermott Investment Advisors, LLC
September 2004 - Present · 21 yrs 5 mos
Previous Registrations
Steven L. Falk & Associates INC.Broker
February 2000 - May 2011 · 11 yrs 3 mos
Coordinated Capital Securities, INC.Broker
August 1996 - February 2000 · 3 yrs 6 mos
Old Naples Securities, INC.Broker
March 1992 - August 1996 · 4 yrs 5 mos
Prudential-Bache Securities INC.Broker
August 1989 - October 1989 · 2 mos
Legg Mason Wood Walker, IncorporatedBroker
August 1989 - January 1992 · 2 yrs 5 mos
Thomson Mckinnon Securities INC.Broker
September 1987 - August 1989 · 1 yr 11 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.