Andrew Slimmon is a registered investment advisor, based in Chicago, IL, with 35 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
440 South Lasalle Street, 37th Floor, Chicago, IL, 60605
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew owns real estate through 34 Spray Rock Road LLC since 2021 and is a board member for the Weekapaug Fire District since 2023. He dedicates minimal time outside of business hours to the fire district.
Employment History
Current Registrations
Morgan Stanley Investment Management INC.
Morgan Stanley Distribution, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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