Karmen Fross
Karmen Fross is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Johns, FL, with 29 years of industry experience. Karmen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
St. Johns, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Karmen provides administrative services to clients of Scott Private Wealth Group, dedicating full-time hours to tasks such as client paperwork preparation and trade entry. She also works as a financial professional for Prosperity Advisors, LLC, a financial services firm, dedicating full-time hours to this role as well.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Synergy Investment Group, LLCBroker
Synergy Investment Group, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Wachovia Securities, INC.Broker
Smith Barney INC.Broker
State Registrations2 states
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