AE
CFP
AE
CFP

Anthony Erenyi

37 Years of Experience
Laguna Niguel, CA
1 DisclosureBrokerSells Insurance

Anthony Erenyi is a CFP-designated registered investment advisor at LPL Financial LLC, based in Laguna Niguel, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Laguna Niguel, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Denied
Other Business ActivitiesSells Insurance

Anthony operates his LPL business through TSE Financial Inc. since 2002. He also sells fixed insurance, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs 2 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Crown Capital Securities, L.P.
May 2002 - May 2024 · 22 yrs
Crown Capital Securities, L.P.Broker
May 2002 - May 2024 · 22 yrs
Wm Financial Services, INC.Broker
January 1998 - May 2002 · 4 yrs 4 mos
Great Western Financial Securities CorporationBroker
April 1992 - May 1998 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1989 - April 1992 · 2 yrs 5 mos
Calvert Securities CorporationBroker
March 1989 - July 1989 · 4 mos
MML Investors Services, INC.Broker
August 1988 - May 1989 · 9 mos
State Registrations17 states
ARAZCACOFLGAIDILMIMNMTNVORTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Erenyi - Financial Advisor | TrueAdvisor