TD
TD

Thomas Ditosto

37 Years of Experience
New York, NY
Broker

Thomas Ditosto is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 37 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.

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Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a trustee of a family trust since 2012. He dedicates minimal time to this activity.

Employment History
Current Registrations
Ingalls & Snyder LLC
July 2021 - Present · 4 yrs 10 mos
Ingalls & Snyder, LLCBroker
April 1996 - Present · 30 yrs 1 mo
Previous Registrations
Sandler, O'neill & Partners, L.P.Broker
April 1995 - April 1996 · 1 yr
Wertheim Schroder & CO. IncorporatedBroker
November 1993 - April 1995 · 1 yr 5 mos
Rodman & Renshaw INC.Broker
July 1992 - November 1993 · 1 yr 4 mos
Mabon, Nugent & CO.Broker
September 1987 - January 1991 · 3 yrs 4 mos
State Registrations8 states
CADEGAINNJNYOKSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Ditosto - Financial Advisor | TrueAdvisor