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Carlos Sera

Sera Capital Management, LLC
22 Years of Experience
Annapolis, MD
View SEC Summary
View SEC Summary

Carlos Sera is a registered investment advisor at Sera Capital Management, LLC, based in Annapolis, MD, with 22 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 74 clients with $110M in assets under management.

Sera Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
74 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$114.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $2.5M1.00%
$2.5M - $5.0M0.60%
$5M+0.60%

Rates shown are maximum annual percentages for separately managed accounts. Fees for accounts over $5,000,000 are negotiable. Trust accounts have a separate fee schedule starting at 0.65% for up to $2,000,000 and scaling down to 0.40% for amounts above $20,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1910 Towne Centre Blvd, Suite 250, Annapolis, MD, 21401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sera Capital Management, LLC
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Chicago Wealth Management, INC.
July 2007 - April 2016 · 8 yrs 9 mos
Chesapeake Securities Research CorporationBroker
November 1990 - July 1991 · 8 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - August 1990 · 2 yrs 9 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
October 1987 - October 1987 · 0 mos
State Registrations2 states
MDTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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