Carlos Sera is a registered investment advisor at Sera Capital Management, LLC, based in Annapolis, MD, with 22 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 100 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.60% |
| $5M+ | 0.60% |
Fees are negotiable above $5,000,000. Non-Discretionary Trust Accounts have a different fee schedule: $0 - $2,000,000: 0.65%, $2,000,001 - $4,000,000: 0.60%, $4,000,001 - $5,000,000: 0.55%, $5,000,001 - $10,000,000: 0.50%, $10,000,001 - $20,000,000: 0.45%, Above $20,000,000: 0.40%. Certain legacy and family accounts are subject to a fee schedule that may be higher or lower than the fee schedule shown above.
Fee Estimator
Location
1910 Towne Centre Blvd, Suite 250, Annapolis, MD, 21401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Sera Capital Management, LLC
Previous Registrations
Chicago Wealth Management, INC.
Chesapeake Securities Research CorporationBroker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations2 states
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