Robert Ambrozy
Robert Ambrozy is a CFP-designated registered investment advisor at Ambrozy & Associates, INC., based in Cranford, NJ, with 33 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.70% |
| $20M+ | 0.65% |
Certain clients with pre-existing relationships may be charged fees which are more or less than those set out above. With regards to employee related accounts and certain other accounts, the quarterly fees may be less, depending upon a number of factors, including portfolio size, length of employment and relationship to the employee.
Fee Estimator
Location
Cranford, NJ
Get directionsHistory
Regulatory History (5)
Regulatory
April 2002Regulatory
June 2001Customer Dispute
July 1999Employment Separation After Allegations
March 1999Customer Dispute
February 1999Other Business Activities
Robert works as a regional sales manager for Alphastaff, a non-investment related HRO company. This activity takes nearly full-time hours.
Employment History
Current Registrations
Ambrozy & Associates, INC.
Previous Registrations
The Key Group INC.Broker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Summit Equities, INC.Broker
Guardian Investor Services CorporationBroker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.