DG
DG
David Grice
38 Years of Experience
Hendersonville, NC
1 DisclosureBroker
David Grice is a registered investment advisor at Wells Fargo Advisors, based in Hendersonville, NC, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
514 Parkhill Court 100, Fl 1, Hendersonville, NC, 28739
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2011Settled
Other Business Activities
David is the manager of 4G Real Estate LLC, which owns the building JMS rents for office space. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors Financial Network, LLC
May 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors
May 2025 - Present · 1 yr 4 mos
Previous Registrations
Janney Montgomery Scott LLC
February 2013 - May 2025 · 12 yrs 3 mos
Janney Montgomery Scott LLCBroker
February 2013 - May 2025 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - February 2013 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - February 2013 · 4 yrs 4 mos
Citigroup Global Markets INC.
January 2002 - November 2008 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
January 2002 - November 2008 · 6 yrs 10 mos
The Robinson-Humphrey Company, LLCBroker
September 1987 - January 2002 · 14 yrs 4 mos
State Registrations22 states
ALARAZCACODEFLGAILINMAMDMINCNYOHPASCTNVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.