Steven Millman
Steven Millman is a registered investment advisor at Osaic Wealth, INC., based in Forest Hills, NY, with 35 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Forest Hills, NY
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Regulatory History (1)
Customer Dispute
February 1996Other Business ActivitiesSells Insurance
Steven works in investment advisory through Securities America Advisors, Inc. since 2006 and has been an insurance agent since 2004, selling variable annuities, taking about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Josephthal & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Euro Brokers Maxcor INC.Broker
Gruntal & CO. IncorporatedBroker
David Lerner Associates, INC.Broker
Tullett & Tokyo Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.