Donald Vaught
Donald Vaught is a registered investment advisor at LPL Financial LLC, based in Midlothian, VA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5309 Commonwealth Centre Pkwy., Suite 407, Midlothian, VA, 23112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald operates his LPL business through multiple DBAs: Vaught Financial Services, LLC, Vaught & Associates Financial Services, LLC, and Vaught, Spangler & Associates Financial Services, LLC, dedicating full-time hours to these activities. He also offers non-variable insurance products like life and long-term care, spending minimal time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Edward JonesBroker
Symetra Investment Services, INC.Broker
Lincoln Financial Distributors, INC.Broker
First Penn-Pacific Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Compulife Investor Services, INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.