TrueAdvisor
TrueAdvisor
LS
LS

Leonard Segal

J.P. Morgan Securities LLC
23 Years of Experience
Colleyville, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Leonard Segal is a registered investment advisor at J.P. Morgan Securities LLC, based in Colleyville, TX, with 23 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5000 Colleyville Blvd., Colleyville, TX, 76034

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
March 2020 - Present · 6 yrs 7 mos
J.P. Morgan Securities LLCBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
June 2014 - February 2020 · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
May 2014 - February 2020 · 5 yrs 9 mos
Dean Witter Reynolds INC.Broker
July 1997 - May 1999 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1991 - July 1997 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - July 1990 · 2 yrs 10 mos
State Registrations7 states
CAFLILNCNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Colleyville, TX →All financial advisors in Texas →