Gene Wardo
Gene Wardo is a registered investment advisor at Osaic Wealth, INC., based in Houtzdale, PA, with 37 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Houtzdale, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gene owns and oversees operations for Big Rock Swing And Ping Driving Range and B&G Trees. He is also a board member for Moshannon Valley Partnership and refers clients for property & casualty insurance and sells Medicare supplement insurance, dedicating minimal time to each of these roles.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Liberty Securities CorporationBroker
The Variable Annuity Marketing CompanyBroker
Cadaret, Grant & CO., INC.Broker
PNC Brokerage CORPBroker
PNC Securities CORPBroker
Invest Financial CorporationBroker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.