Annie Norris is a registered investment advisor, based in Benton, AR, with 38 years of industry experience.
Location
720 W South Street, Benton, AR, 72019
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Regulatory History (1)
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Customer Dispute
August 2001Closed-No Action
Other Business Activities
Annie is the owner of Red Dog Investment Group (since 2018), SWG Holding (since 2018), and SWG Holdings LLC (since 2022). She dedicates minimal time to Red Dog Investment Group and SWG Holding, and about 10-20% of her time to SWG Holdings LLC.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2018 - Present · 8 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1990 - February 2018 · 27 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1987 - February 2018 · 30 yrs 4 mos
State Registrations18 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.