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Craig Laday

38 Years of Experience
Wall Township, NJ
1 DisclosureBrokerSells Insurance

Craig Laday is a registered investment advisor at LPL Financial LLC, based in Wall Township, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1967 State Route 34, Bldg C, Suite 101, Wall Township, NJ, 07719

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Denied
Other Business ActivitiesSells Insurance

Craig is involved in several business activities, including Intellectual Capital Group and ICG next, both DBAs for his LPL business, taking up nearly a full-time commitment. He is also a partner in Intellectual Insurance Services, LLC, an insurance agency, and owns Water Craft 3168 LLC for liability protection of watercrafts.

Employment History
Current Registrations
LPL Financial LLC
February 2019 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
July 2002 - March 2019 · 16 yrs 8 mos
Ameriprise Financial Services, INC.Broker
December 1987 - March 2019 · 31 yrs 3 mos
Ids Life Insurance CompanyBroker
December 1987 - July 2006 · 18 yrs 7 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Laday - Financial Advisor | TrueAdvisor