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Gerald Sparrow

30 Years of Experience
St. Louis, MO

Gerald Sparrow is a registered investment advisor at Sparrow Capital Management INC, based in St. Louis, MO, with 30 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 62 clients with $220M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
62 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$224.3M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.80%
$1.0M - $2.0M1.60%
$2M+1.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

211 N. Broadway,, Suite 2080, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gerald is the owner and CEO of Sparrow Capital Management. This activity takes nearly all of Gerald's time.

Employment History
Current Registrations
Sparrow Capital Management INC
November 1997 - Present · 28 yrs 6 mos
Previous Registrations
Byw
April 2014 - April 2020 · 6 yrs
Buford Dickson Harper & Sparrow INC
June 2012 - July 2013 · 1 yr 1 mo
Buford Dickson Harper & Sparrow INC
December 1995 - February 2005 · 9 yrs 2 mos
State Registrations3 states
ILMOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gerald Sparrow - Financial Advisor | TrueAdvisor