SP
CFP
SP
CFP
Scott Pugan
38 Years of Experience
Spring Hill, FL
1 DisclosureBroker
Scott Pugan is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Spring Hill, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4345 Commercial Way, Lakewood Plaza, Spring Hill, FL, 34606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2019Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2023 - Present · 2 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - June 2023 · 15 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - June 2023 · 15 yrs 5 mos
A. G. Edwards & Sons, INC.
December 2003 - January 2008 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
January 2003 - January 2008 · 5 yrs
RBC Dain Rauscher INC.Broker
March 2002 - February 2003 · 11 mos
Tucker Anthony IncorporatedBroker
August 1996 - March 2002 · 5 yrs 7 mos
Community Securities, INC.Broker
August 1993 - August 1996 · 3 yrs
Smith Barney Shearson INC.Broker
July 1993 - August 1993 · 1 mo
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
October 1987 - April 1988 · 6 mos
State Registrations37 states
AKALARAZCACOCTDEFLGAILINKSKYLAMAMDMEMIMNMOMTNCNENJNMNVNYOHPARISCTNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.