Joan Cleveland is a ChFC-designated registered investment advisor, based in San Antonio, TX, with 30 years of industry experience.
Location
9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joan is the President/CEO of SWBC Life Insurance Co., focusing on life insurance sales and management full-time. She also holds various board and leadership positions in industry associations and non-profit organizations, requiring minimal time commitments.
Employment History
Current Registrations
Swbc Investment Company
Swbc Investment Services, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Terra Securities CorporationBroker
Capital Brokerage CorporationBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Van Eck Securities CorporationBroker
Ing America Equities, INC.Broker
State Registrations43 states
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