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Roger Vanpelt

38 Years of Experience
Pipersville, PA
BrokerSells Insurance

Roger Vanpelt is a registered investment advisor at Cetera Investment Advisers LLC, based in Pipersville, PA, with 38 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6055 A Kellers Church Road, Pipersville, PA, 18947

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger is the owner of Van Pelt Wealth Advisors, LLC, a financial services business, dedicating about a quarter of his time. He also works as an insurance agent selling life insurance, fixed annuities, and long-term care, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Tyler Wealth Counselors, INC.
March 2000 - August 2007 · 7 yrs 5 mos
Ifg Advisory Services INC
December 1999 - January 2004 · 4 yrs 1 mo
Ifg Network Securities, INC.Broker
November 1990 - January 2004 · 13 yrs 2 mos
Royal Alliance Associates, INC.Broker
November 1989 - October 1990 · 11 mos
Integrated Resources Equity CorporationBroker
September 1987 - November 1989 · 2 yrs 2 mos
State Registrations24 states
AZCACOCTDCDEFLGAILINMAMDMEMINCNJNYOHPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roger Vanpelt - Financial Advisor | TrueAdvisor