JM
JM

John Mapes

33 Years of Experience
Paramus, NJ
Broker

John Mapes is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Morgan Stanley
March 2015 - Present · 11 yrs 2 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Troika Dialog USA, INC.Broker
February 2005 - January 2007 · 1 yr 11 mos
Assent LLCBroker
November 2004 - February 2005 · 3 mos
AXA Advisors, LLCBroker
June 1999 - November 2002 · 3 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1999 - January 2000 · 7 mos
Family Management Securities, LLCBroker
June 1998 - April 1999 · 10 mos
Nathan & Lewis Securities, INC.Broker
August 1990 - April 1998 · 7 yrs 8 mos
Royal Alliance Associates, INC.Broker
November 1989 - August 1990 · 9 mos
Integrated Resources Equity CorporationBroker
May 1988 - November 1989 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.