William Margolis
William Margolis is a registered investment advisor at Park Avenue Securities LLC, based in Miami, FL, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
One Biscayne Tower, 2 South Biscayne Blvd 1740, Miami, FL, 33131
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2002Employment Separation After Allegations
October 1990Customer Dispute
July 1990Other Business Activities
William serves as power of attorney for his mother's trust, dedicating minimal time. He also serves as power of attorney for his wife, which requires no time commitment.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Stg Secure Trading Group, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Prudential-Bache Securities INC.Broker
Gruntal & CO. IncorporatedBroker
Bear, Stearns & CO. INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.