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CFP
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CFP

Mark Geertsma

Nations Financial Group, INC.
37 Years of Experience
Independence, IA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Geertsma is a CFP-designated registered investment advisor at Nations Financial Group, INC., based in Independence, IA, with 37 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,569 clients with $4.8B in assets under management.

Nations Financial Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
89 advisors
Number of Clients
5,569 clients
Average Client Portfolio
$857K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Asset-based fees range up to 2.25% for standard advisory accounts and up to 2.50% for all-inclusive wrap accounts. Fees are negotiable and vary by representative and account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

305 Enterprise Dr., Independence, IA, 50644

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2008
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark sells life insurance and fixed annuities for United Life Insurance, dedicating about 10-20% of his time. He also works full-time as an SVP/Financial Advisor at BankIowa Bank and spends some time as a high school girls basketball coach.

Employment History
Current Registrations
Nations Financial Group, INC.
October 2016 - Present · 10 yrs
Nations Financial Group, INC.Broker
October 2016 - Present · 10 yrs
Previous Registrations
Jmg Capital Advisors, LLC
July 2007 - March 2008 · 8 mos
Wayne Hummer Investments L.L.C.
January 2007 - August 2010 · 3 yrs 7 mos
Wayne Hummer Investments L.L.C.Broker
December 2006 - October 2016 · 9 yrs 10 mos
Wayne Hummer Asset Management Company
January 2002 - December 2006 · 4 yrs 11 mos
Focused Investments L.L.C.Broker
April 1996 - December 2006 · 10 yrs 8 mos
Wayne Hummer Investments L.L.C.Broker
June 1993 - July 2000 · 7 yrs 1 mo
Kingland Capital CorporationBroker
September 1989 - November 1991 · 2 yrs 2 mos
John G. Kinnard and Company, IncorporatedBroker
December 1988 - October 1989 · 10 mos
Kimbridge & CO., INC.Broker
September 1987 - December 1988 · 1 yr 3 mos
State Registrations22 states
AZCACOFLIAILLAMIMNMOMTNCNEOHOKORSDTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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