Nelson Lake is a registered investment advisor at Charles Schwab & CO., INC., based in New York City, NY, with 27 years of industry experience. Nelson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
100 Broadway, New York City, NY, 10005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nelson owns Sight Asset Management LLC, a real estate venture established in 2012, but not yet implemented. Nelson spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
Advice and Planning Services
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Cetera Advisor Networks LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Investment Advisors INC.
Morgan Stanley Distribution, INC.Broker
Brown Brothers Harriman & CO.Broker
Resrv Partners, INC.Broker
Mony Securities CorporationBroker
Computershare Securities CorporationBroker
Nylife Securities INC.Broker
Brokerageamerica, LLCBroker
Brokerageamerica, INCBroker
Csfbdirect, INC.Broker
Investec Ernst & CompanyBroker
Stuart, Coleman & CO., INC.Broker
Commonwealth AssociatesBroker
Gruntal & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Americorp Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations1 state
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