William Burns
William Burns is a registered investment advisor at Compound Planning, INC., based in New York, NY, with 35 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,352 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Compound Planning offers investment management services, but the fees are not directly charged to individual investors. Instead, Compound provides these services to financial intermediaries, who then charge their own fees to their clients. Compound also offers a Turnkey Asset Management Program (TAMP) with fees ranging from 0.25% to 2.00% of assets under management, depending on the services selected by the financial intermediary.
Location
115 Broadway, 5th Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2006Criminal
December 1975Criminal
August 1975Criminal
July 1974Other Business ActivitiesSells Insurance
William provides insurance consulting services through DBA Financial & Insurance Services, selling life, fixed annuities, and long-term care insurance. He is also a managing partner in VMJ Legacy I, LLC, involved in residential real estate leasing and management, and a board member for the Santa Rosa Executive Plaza office complex association.
Employment History
Current Registrations
Compound Planning, INC.
Previous Registrations
Claraphi Advisory Network, LLC
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Terra Securities CorporationBroker
Capital Brokerage CorporationBroker
Forth Financial Securities, CorporationBroker
Intersecurities, INC.Broker
Mariner Financial Services, INC.Broker
New England SecuritiesBroker
New England SecuritiesBroker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.