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William Burns

Compound Planning, INC.
35 Years of Experience
Mary Esther, FL
4 DisclosuresSells Insurance
View SEC Summary
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William Burns is a registered investment advisor at Compound Planning, INC., based in Mary Esther, FL, with 35 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 2 more. Their firm serves 13,653 clients with $4.8B in assets under management.

Compound Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
13,653 clients
Average Client Portfolio
$355K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees vary by strategy type: 0.25% ($60 minimum) for the TAMP platform, 0.15% for in-house models, 0% to 2.00% for third-party models, 0.05% for intermediary as manager, and 0.35% for alternative strategies. Total advisory fees will not exceed a maximum cap of 2.00% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Mary Esther, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Closed-No Action
Criminal
December 1975
Final Disposition
Criminal
August 1975
Final Disposition
Criminal
July 1974
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William provides insurance consulting services through DBA Financial & Insurance Services, selling life, fixed annuities, and long-term care insurance. He is also a managing partner in VMJ Legacy I, LLC, involved in residential real estate leasing and management, and a board member for the Santa Rosa Executive Plaza office complex association.

Employment History
Current Registrations
Compound Planning, INC.
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Claraphi Advisory Network, LLC
October 2016 - December 2022 · 6 yrs 2 mos
USA Financial Securities Corporation
January 2016 - September 2016 · 8 mos
USA Financial Securities CorporationBroker
April 2005 - September 2016 · 11 yrs 5 mos
Terra Securities CorporationBroker
January 2004 - May 2005 · 1 yr 4 mos
Capital Brokerage CorporationBroker
December 1997 - January 2004 · 6 yrs 1 mo
Forth Financial Securities, CorporationBroker
April 1996 - December 1997 · 1 yr 8 mos
Intersecurities, INC.Broker
August 1994 - February 1996 · 1 yr 6 mos
Mariner Financial Services, INC.Broker
April 1994 - August 1994 · 4 mos
New England SecuritiesBroker
May 1992 - December 1993 · 1 yr 7 mos
New England SecuritiesBroker
July 1991 - December 1991 · 5 mos
New England SecuritiesBroker
June 1989 - December 1990 · 1 yr 6 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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William Burns - Financial Advisor | TrueAdvisor