Patrick Vaughn is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4946 Piper Glen Drive, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick operates under the DBA Trivium Asset Partners LLC for his LPL business since 2014. He also owns 50% of Arbitrage Management Partners since 2007 and 5% of Institutional Capital Management, LLC, a real estate rental business, since 2001.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wachovia Securities Financial Network, LLCBroker
Marion Bass Securities CorporationBroker
A. G. Edwards & Sons, INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.