Scott Waltmon is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 36 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
2 Post Oak Central, 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX, 77056-3859
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott serves on the board of directors for The Rise School of Houston, a non-profit organization, dedicating minimal time. He also owns Kraut's House LLC, a family property holding company, and is a passive owner in E3D JV, a joint venture for purchasing private security, both requiring minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Piper Jaffray & CO.Broker
Raymond James & Associates, INC.Broker
First Southwest CompanyBroker
Masterson Moreland Sauer Whisman, INC.Broker
Everen Securities, INC.Broker
Lovett Underwood Neuhaus & Webb, INC.Broker
Boettcher & Company, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.