Benjamin Kennedy
Benjamin Kennedy is a registered investment advisor at Wilshire-Pennington Group, INC., based in Oklahoma Ciity, OK, with 29 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 103 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.45% |
| $500K - $1.0M | 1.24% |
| $1.0M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees are billed monthly in arrears. Financial planning is included at no separate charge.
Fee Estimator
Location
3129 N.W. 63rd Street, Oklahoma Ciity, OK, 73116
Get directionsHistory
Regulatory History (7)
Regulatory
April 2019Regulatory
October 2018Regulatory
May 2017Customer Dispute
July 2010Customer Dispute
February 2010Customer Dispute
January 2009Regulatory
June 1992Other Business ActivitiesSells Insurance
Benjamin is an independent insurance agent for various independent insurance companies. This activity is investment-related.
Employment History
Current Registrations
Wilshire-Pennington Group, INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
NFP Securities, INC.Broker
Xelan
Xelan
Vonfeldt & Associates, INC.Broker
Smith Barney INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.