TrueAdvisor
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BK
BK

Benjamin Daniel Kennedy

Wilshire-Pennington Group, INC.
28 Years of Experience
7 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningBusiness Owners
Wilshire-Pennington Group, INC.
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
40 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$42.6M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.45%
$500K - $1.0M1.24%
$1.0M - $2.5M0.90%
$2.5M - $5.0M0.75%
$5M+0.60%

Advisory fees may be modified based on the nature of services and complexity of the client's situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

3129 N.W. 63rd Street, Oklahoma Ciity, OK, 73116

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2019
Final
Regulatory
October 2018
Final
Regulatory
May 2017
Final
Customer Dispute
July 2010
Settled
Customer Dispute
February 2010
Settled
Customer Dispute
January 2009
Settled
Regulatory
June 1992
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Benjamin is an independent insurance agent for various independent insurance companies. This activity is investment-related.

Employment History
Current Registrations
Wilshire-Pennington Group, INC.
June 2004 - Present · 21 yrs 8 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
July 2005 - September 2012 · 7 yrs 2 mos
NFP Securities, INC.Broker
March 2004 - December 2004 · 9 mos
Xelan
January 1999 - December 2004 · 5 yrs 11 mos
Xelan
January 1999 - December 2002 · 3 yrs 11 mos
Vonfeldt & Associates, INC.Broker
February 1996 - April 1997 · 1 yr 2 mos
Smith Barney INC.Broker
February 1995 - November 1995 · 9 mos
State Registrations3 states
AROKTX
Advisor
Exams
No exam information available for this advisor.