John Natalo
John Natalo is a CFP-designated registered investment advisor at LPL Financial LLC, based in Katonah, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2875 Rt. 35 Suite 6N-300, Katonah, NY, 10536
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2006Customer Dispute
July 2002Customer Dispute
June 1998Other Business ActivitiesSells Insurance
John is involved with Tabula Rassa, LLC for tax/investment purposes since 2021. He is also a representative for non-variable insurance through TNBC and Crump, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.