James Franklin is a registered investment advisor, based in Hunt Valley, MD, with 38 years of industry experience.
Location
11019 McCormick Road, Suite 110, Hunt Valley, MD, 21031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including Franklin Investment Group, N Financial Group (non-variable insurance), Franklin Financial Group (DBA for LPL business), HUB Retirement and Wealth Management, HUB International (insurance and securities), and Global Retirement Partners. He dedicates a full-time commitment to most of these activities, and minimal time to N Financial Group.
Employment History
Current Registrations
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
LPL Financial LLCBroker
Global Retirement Partners LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
T. Rowe Price Investment Services, INC.Broker
State Registrations41 states
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