RH
RH

Robert Hicks

21 Years of Experience
Memphis, TN
2 DisclosuresBrokerSells Insurance

Robert Hicks is a registered investment advisor at Park Avenue Securities LLC, based in Memphis, TN, with 21 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

6060 Primacy Pkwy, Suite 175, Memphis, TN, 38119

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024
Denied
Customer Dispute
April 2022
Settled
Other Business ActivitiesSells Insurance

Robert works as an insurance broker for non-registered insurance products, dedicating a few hours per week to this activity. He also volunteers at Independent Presbyterian Church, spending a few hours per week.

Employment History
Current Registrations
Park Avenue Securities LLCBroker
May 2024 - Present · 2 yrs 2 mos
Park Avenue Securities LLC
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Eagle Strategies LLC
March 2012 - April 2024 · 12 yrs 1 mo
Nylife Securities LLCBroker
February 2012 - April 2024 · 12 yrs 2 mos
Brokersxpress LLC
January 2011 - December 2011 · 11 mos
Brokersxpress LLCBroker
December 2010 - December 2011 · 1 yr
Raymond James Financial Services Advisors, INC
January 2009 - December 2010 · 1 yr 11 mos
Raymond James Financial Services
April 2008 - January 2009 · 9 mos
Raymond James Financial Services, INC.Broker
April 2008 - December 2010 · 2 yrs 8 mos
Edward Jones
February 2007 - October 2007 · 8 mos
Edward JonesBroker
July 2006 - October 2007 · 1 yr 3 mos
Investacorp, INC.Broker
February 1992 - October 1992 · 8 mos
Linsco/private Ledger CORP.Broker
April 1989 - March 1990 · 11 mos
J.C. Bradford & CO.Broker
May 1988 - June 1988 · 1 mo
The Investment Center, INC.Broker
February 1988 - June 1988 · 4 mos
Southern Securities Investment Bankers, INC.Broker
January 1988 - February 1988 · 1 mo
State Registrations5 states
ARGAMSTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.