James Shelby
James Shelby is a registered investment advisor at Osaic Wealth, INC., based in Memphis, TN, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3400 Players Club Parkway, Suite 205, Memphis, TN, 38125
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2020Customer Dispute
May 2016Other Business ActivitiesSells Insurance
James is an investment advisor representative (IAR) since 1987, providing investment advice and estate planning, essentially full-time. He is also the owner of Diversified Financial Group, LLC, spending about a quarter of his time on securities trading and insurance sales.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
The O.N. Equity Sales CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.