DB
DB
David Barnett is a registered investment advisor, based in Phoenix, AZ, with 36 years of industry experience.
Location
Phoenix, AZ
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Regulatory History (1)
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Customer Dispute
February 2014Settled
Other Business ActivitiesSells Insurance
David is involved in several business activities, including equity indexed annuities, rental real estate, and DB Golf, LLC. He also refers clients for health insurance audits and is a representative for a property/casualty risk management business, dedicating full-time hours to PK Financial Strategies, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Pk Financial Strategies, LLC
June 2010 - December 2022 · 12 yrs 6 mos
1st Global Advisors INC
July 2005 - October 2019 · 14 yrs 3 mos
1st Global Capital CORP.Broker
April 2005 - October 2019 · 14 yrs 6 mos
Mutual of Omaha Investor Services, INC.Broker
August 1989 - April 2005 · 15 yrs 8 mos
State Registrations45 states
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORRISCSDTXUTVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.