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Troy Hendricks

Gwn Securities INC.
38 Years of Experience
College Station, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Troy Hendricks is a registered investment advisor at Gwn Securities INC., based in College Station, TX, with 38 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1651 Rock Prarie Road, Suite 203B, College Station, TX, 77845

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Troy is a registered representative and insurance agent for Hendricks Financial Services, selling fixed annuities, life insurance, and financial products. This activity takes up nearly all of Troy's time.

Employment History
Current Registrations
Gwn Securities INC.
February 2016 - Present · 10 yrs 8 mos
Gwn Securities INC.Broker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Securities America, INC.Broker
January 2009 - February 2016 · 7 yrs 1 mo
Securities America Advisors, INC.
January 2009 - February 2016 · 7 yrs 1 mo
Brecek & Young Advisors, INC.Broker
April 2005 - January 2009 · 3 yrs 9 mos
Brecek & Young Advisors, INC.
April 2005 - January 2009 · 3 yrs 9 mos
Legend Advisory CORP
October 2004 - May 2005 · 7 mos
Legend Equities CorporationBroker
April 2003 - May 2005 · 2 yrs 1 mo
Proequities, INC.Broker
September 2001 - April 2003 · 1 yr 7 mos
Conseco Securities, INC.Broker
August 1998 - August 2001 · 3 yrs
Conseco Financial Services, INC.Broker
November 1996 - August 1998 · 1 yr 9 mos
Conseco Equity Sales, INC.Broker
September 1990 - August 2001 · 10 yrs 11 mos
Pruco Securities CorporationBroker
November 1987 - April 1990 · 2 yrs 5 mos
State Registrations5 states
COFLINNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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